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Mark Choinski

LPL Financial LLC
27 Years of Experience
Poughkeepsie, NY
1 DisclosureBroker
View SEC Summary
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Mark Choinski is a registered investment advisor at LPL Financial LLC, based in Poughkeepsie, NY, with 27 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

319 Mill Street, Poughkeepsie, NY, 12601

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History

Regulatory History (1)
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Criminal
February 2012
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark works as a tax accountant/preparer through Oak Tree Financial Advisors LLC, Oak Tree Financial Group, and Oak Tree Advisors Group LLC, spending about a quarter of his time on the first two and about 10-20% of his time on the last. He also spends full-time hours on Oak Tree Financial Group as a DBA for LPL business.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2023 - Present · 3 yrs
LPL Financial LLC
October 2023 - Present · 3 yrs
Previous Registrations
Securities America Advisors, INC.
November 2017 - October 2023 · 5 yrs 11 mos
Securities America, INC.Broker
November 2017 - October 2023 · 5 yrs 11 mos
National Planning Corporation ("npc of America" in Fl & Ny)
June 2017 - November 2017 · 5 mos
National Planning CorporationBroker
September 2013 - November 2017 · 4 yrs 2 mos
H.D. Vest Investment ServicesBroker
September 2011 - January 2013 · 1 yr 4 mos
Prime Capital Services, INC.Broker
March 2008 - September 2009 · 1 yr 6 mos
National Planning CorporationBroker
November 2007 - January 2008 · 2 mos
Securities America, INC.Broker
July 1999 - November 2007 · 8 yrs 4 mos
Sunamerica Securities, INC.Broker
June 1998 - July 1999 · 1 yr 1 mo
H.D. Vest Investment Securities, INC.Broker
September 1996 - June 1998 · 1 yr 9 mos
State Registrations16 states
AZCACOCTFLGAMAMTNCNJNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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