Chintan Shukla is a CFA-designated registered investment advisor at LPL Financial LLC, based in Poughkeepsie, NY, with 16 years of industry experience. Chintan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
110 Main Street, Poughkeepsie, NY, 12601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chintan provides administrative support to Marshall & Sterling Wealth Advisors, dedicating full-time hours to this role. He also owns rental real estate and serves as a board member for Children's Home of Poughkeepsie, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLCBroker
Marshall + Sterling Wealth Advisors, INC.
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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