Jesse Uttendorfer
Jesse Uttendorfer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Poughkeepsie, NY, with 8 years of industry experience. Jesse is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
278 Mill St Ste 301, Poughkeepsie, NY, 12601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jesse is affiliated with Marshall & Sterling in several capacities: DBA for LPL business, registered investment advisor, and insurance agent. He dedicates full-time hours to the investment-related roles and about 10-20% of his time as an insurance agent.
Employment History
Current Registrations
LPL Financial LLC
Marshall + Sterling Wealth Advisors, INC.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
AXA Advisors, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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