JU
CFP
JU
CFP

Jesse David Uttendorfer

7 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

278 Mill St Ste 301, Poughkeepsie, NY, 12601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jesse is affiliated with Marshall & Sterling in several capacities: DBA for LPL business, registered investment advisor, and insurance agent. He dedicates full-time hours to the investment-related roles and about 10-20% of his time as an insurance agent.

Employment History
Current Registrations
LPL Financial LLC
October 2024 - Present · 1 yr 4 mos
Marshall & Sterling Wealth Advisors, INC.
March 2020 - Present · 5 yrs 11 mos
LPL Financial LLCBroker
November 2018 - Present · 7 yrs 3 mos
Previous Registrations
LPL Financial LLC
November 2018 - March 2020 · 1 yr 4 mos
AXA Advisors, LLCBroker
April 2018 - November 2018 · 7 mos
State Registrations11 states
CACTFLGAILMANJNVNYPASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Jesse David Uttendorfer - Financial Advisor | TrueAdvisor