JT
JT

Joseph Peter Traba

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
572 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$741.5M

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
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Location

790 E. Colorado Blvd, Suite 200, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is a Managing Director and Sr. Portfolio Manager at Strategy Asset Managers, spending about half his time managing portfolios. He is also an insurance agent at Strategy Insurance Services, LLC, dedicating about 10-20% of his time to sales and marketing of insurance products.

Employment History
Current Registrations
Strategy Asset Managers L.L.C.
February 2020 - Present · 6 yrs
The Leaders Group, INC.
April 2014 - Present · 11 yrs 10 mos
The Leaders Group, INC.Broker
April 2014 - Present · 11 yrs 10 mos
Previous Registrations
Key West Investments, LLCBroker
February 2014 - April 2014 · 2 mos
Stonemark Wealth Management
September 2011 - February 2020 · 8 yrs 5 mos
Girard Securities, INC.Broker
May 2011 - January 2014 · 2 yrs 8 mos
Sentinel Securities, INC.Broker
June 2010 - May 2011 · 11 mos
Wespac Advisors, LLC
March 2010 - January 2012 · 1 yr 10 mos
Southwest Securities, INC.
December 2008 - June 2009 · 6 mos
Southwest Securities, INC.Broker
December 2008 - June 2009 · 6 mos
M. L. Stern & CO, LLC.
May 2004 - December 2008 · 4 yrs 7 mos
M.L. Stern & CO., LLC.Broker
May 1997 - December 2008 · 11 yrs 7 mos
State Registrations7 states
AZCACOHINJORTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Joseph Peter Traba - Financial Advisor | TrueAdvisor