Joseph Traba
Joseph Traba is a registered investment advisor at Strategy Asset Managers L.L.C., based in Pasadena, CA, with 28 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 633 clients with $930M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%. Fees are billed quarterly in advance and are negotiable.
Fee Estimator
Location
790 E. Colorado Blvd, Suite 200, Pasadena, CA, 91101
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a Managing Director and Sr. Portfolio Manager at Strategy Asset Managers, spending about half his time managing portfolios. He is also an insurance agent at Strategy Insurance Services, LLC, dedicating about 10-20% of his time to sales and marketing of insurance products.
Employment History
Current Registrations
Strategy Asset Managers L.L.C.
The Leaders Group, INC.
The Leaders Group, INC.Broker
Previous Registrations
Key West Investments, LLCBroker
Stonemark Wealth Management
Girard Securities, INC.Broker
Sentinel Securities, INC.Broker
Wespac Advisors, LLC
Southwest Securities, INC.
Southwest Securities, INC.Broker
M. L. Stern & CO, LLC.
M.L. Stern & CO., LLC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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