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Leo Harrington

Fifth Third Securities, INC.
19 Years of Experience
Waxhaw, NC
1 DisclosureBroker
View SEC Summary
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Leo Harrington is a registered investment advisor at Fifth Third Securities, INC., based in Waxhaw, NC, with 19 years of industry experience. Leo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8100 Kensington Drive, Waxhaw, NC, 28173

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fifth Third Securities, INC.
September 2013 - Present · 13 yrs 1 mo
Fifth Third Securities, INC.Broker
August 2013 - Present · 13 yrs 2 mos
Previous Registrations
Salomon Smith Barney INC.Broker
January 2001 - October 2002 · 1 yr 9 mos
Painewebber IncorporatedBroker
November 1998 - February 2001 · 2 yrs 3 mos
Liberty Funds Distributor, INC.Broker
November 1996 - August 1998 · 1 yr 9 mos
Keyport Financial Services CORP.Broker
June 1996 - November 1996 · 5 mos
State Registrations10 states
COFLGAILNCNJNYSCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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