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MJ
MJ

Mark Jacoby

Esi Financial Advisors
28 Years of Experience
Irvine, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Jacoby is a registered investment advisor at Esi Financial Advisors, based in Irvine, CA, with 28 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
534 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

20 Executive Park, Suite 190, Irvine, CA, 92614

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is an agent for an insurance company through True Path Financial. This activity takes nearly all of Mark's time.

Employment History
Current Registrations
Equity Services, INC.Broker
June 2024 - Present · 2 yrs 4 mos
Esi Financial Advisors
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Morgan Stanley
December 2019 - April 2024 · 4 yrs 4 mos
Morgan StanleyBroker
December 2019 - April 2024 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2008 - December 2019 · 11 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - December 2019 · 11 yrs 8 mos
Neuberger Berman, LLC
July 2002 - April 2008 · 5 yrs 9 mos
Neuberger Berman, LLCBroker
March 2002 - April 2008 · 6 yrs 1 mo
Charles Schwab & CO., INC.Broker
February 1997 - February 2001 · 4 yrs
State Registrations5 states
CANVORTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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