Vivia Strome
Vivia Strome is a registered investment advisor at Esi Financial Advisors, based in Occidental, CA, with 14 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
75 Main Street, Occidental, CA, 95465
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Regulatory History (1)
Customer Dispute
October 2016Other Business ActivitiesSells Insurance
Vivia is an insurance agent with True Path Financial since October 2024, spending nearly all of her time on this. Vivia is also a partner in a preschool since August 2025, dedicating a few hours per week to it.
Employment History
Current Registrations
Equity Services, INC.Broker
Esi Financial Advisors
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.