SN
CFP
SN
CFP

Stephen Northington

27 Years of Experience
Little Rock, AR
1 Disclosure

Stephen Northington is a CFP-designated registered investment advisor at Ethos Capital Group, LLC, based in Little Rock, AR, with 27 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 134 clients with $75M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
134 clients
Average Client Portfolio
$560K average
Assets Under Management
$75.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Ethos utilizes a flat fee schedule, meaning the entire account is charged the same management fee. Ethos may group certain related Client accounts for the purposes of achieving the minimum account size and determining the annualized fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3801 Woodland Heights Rd, Suite 125F, Little Rock, AR, 72212

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History

Regulatory History (1)
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Employment Separation After Allegations
April 2021
Employment History
Current Registrations
Ethos Capital Group, LLC
May 2021 - Present · 5 yrs
Previous Registrations
LPL Financial LLC
December 2009 - May 2021 · 11 yrs 5 mos
LPL Financial LLCBroker
December 2009 - May 2021 · 11 yrs 5 mos
Morgan Keegan & Company, INC.
April 2007 - January 2008 · 9 mos
Morgan Keegan & Company, INC.Broker
April 2007 - January 2008 · 9 mos
Pfic Advisors, INC.
September 2006 - April 2007 · 7 mos
Pfic Securities CorporationBroker
February 2006 - April 2007 · 1 yr 2 mos
U.S. Bancorp Investments, INC.
June 2002 - November 2005 · 3 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - November 2005 · 3 yrs 11 mos
Firstar Investment Services,inc.Broker
April 2000 - December 2001 · 1 yr 8 mos
Banc One Securities CorporationBroker
November 1998 - November 1999 · 1 yr
Mercantile Investment Services, INC.Broker
October 1997 - November 1998 · 1 yr 1 mo
First Union Brokerage Services, INC.Broker
June 1996 - November 1997 · 1 yr 5 mos
State Registrations3 states
ARLATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.