Stephen Northington
Stephen Northington is a CFP-designated registered investment advisor at Ethos Capital Group, LLC, based in Little Rock, AR, with 27 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 128 clients with $78M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Ethos Capital Group utilizes a flat fee schedule where the entire account is charged a maximum annual fee of 2.00%. Fees may be reduced at the firm's discretion based on historical relationships, account composition, or negotiations.
Fee Estimator
Location
3801 Woodland Heights Rd, Suite 125F, Little Rock, AR, 72212
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2021Employment History
Current Registrations
Ethos Capital Group, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Pfic Advisors, INC.
Pfic Securities CorporationBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Firstar Investment Services,inc.Broker
Banc One Securities CorporationBroker
Mercantile Investment Services, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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