TO
ChFC
TO
ChFC
Thomas Oliveira is a ChFC-designated registered investment advisor, based in Modesto, CA, with 29 years of industry experience.
Location
810 Standiford Ave, Suite 1, Modesto, CA, 95350
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2010Denied
Customer Dispute
February 2009Settled
Other Business ActivitiesSells Insurance
Thomas is a financial advisor and owner of Oliveira Wealth LLC, dedicating about a quarter of his time. He also engages in various real estate ventures, owns a wine bar, and sells life insurance through First Financial Resources, spending a few hours per week on each.
Employment History
Current Registrations
The Leaders Group, INC.Broker
October 2021 - Present · 4 yrs 7 mos
The Leaders Group, INC.
October 2021 - Present · 4 yrs 7 mos
Oliveira Wealth
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
December 2006 - October 2021 · 14 yrs 10 mos
LPL Financial LLC
December 2006 - October 2021 · 14 yrs 10 mos
Northwestern Mutual Investment Services,llc
February 2005 - September 2006 · 1 yr 7 mos
Northwestern Mutual Investment Services, LLCBroker
June 1996 - December 2006 · 10 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
June 1996 - January 2002 · 5 yrs 7 mos
State Registrations18 states
AZCACOCTFLGAIAIDMTNCNVNYOHOKORSDTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.