Richard Curran
Richard Curran is a CFP-designated registered investment advisor at LPL Financial LLC, based in Greenville, SC, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Greenville, SC
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2002Other Business Activities
Richard is a FINRA arbitrator, an author, and operates under the DBAs TWC Wealth Management and The Finance Couple. He also manages The Curran Family Fund, a donor advised fund, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Advisor Alliance, LLC
Csi Retirement Specialists, LLC
Capital Strategies, INC.
LPL Financial LLC
UBS Painewebber INC.
UBS Painewebber INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.