Hans Raymond
Hans Raymond is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in West Hartford, CT, with 30 years of industry experience. Hans is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Location
11 South Main Street, West Hartford, CT, 06107
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2007Other Business Activities
Hans is a corporator for Hartford Hospital since 2018, representing the hospital in the Greater Hartford area and providing philanthropic leadership. This requires about 10-20% of his time.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Webster Investment Services, INC
Webster Investment Services, INC.Broker
Regent Retirement Planning, INC.
Triad Advisors, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
American Skandia Marketing, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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