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David Culver

Charles Schwab & CO., INC.
28 Years of Experience
West Hartford, CT
1 DisclosureBroker
View SEC Summary
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David Culver is a registered investment advisor at Charles Schwab & CO., INC., based in West Hartford, CT, with 28 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11 South Main Street, West Hartford, CT, 06107

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Withdrawn
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
April 2023 - Present · 3 yrs 6 mos
Charles Schwab & CO., INC.Broker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Voya Financial Advisors, INC.
January 2020 - March 2023 · 3 yrs 2 mos
Voya Financial Advisors, INC.Broker
January 2020 - March 2023 · 3 yrs 2 mos
Fidelity Personal and Workplace Advisors
July 2018 - October 2019 · 1 yr 3 mos
Strategic Advisers LLC
November 2016 - July 2018 · 1 yr 8 mos
Fidelity Brokerage Services LLCBroker
November 2016 - October 2019 · 2 yrs 11 mos
Scottrade, INC.Broker
April 2015 - November 2016 · 1 yr 7 mos
Amerivest Investment Management, LLC
April 2006 - April 2015 · 9 yrs
TD Ameritrade, INC.
February 2005 - April 2015 · 10 yrs 2 mos
TD Ameritrade, INC.Broker
October 2004 - April 2015 · 10 yrs 6 mos
Charles Schwab & CO., INC.Broker
December 1997 - August 2004 · 6 yrs 8 mos
State Registrations32 states
AZCACOCTDEFLGAHIIDILINKYMAMDMEMIMNNCNHNJNYOHPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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