CM
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Clinton Mcgowan
29 Years of Experience
Albany, NY
1 DisclosureBroker
Clinton Mcgowan is a registered investment advisor at UBS Financial Services INC., based in Albany, NY, with 29 years of industry experience. Clinton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
8 Southwoods Blvd Suite 207, Albany, NY, 12211
Get directionsHistory
Regulatory History (1)
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Financial
April 2017Final
Employment History
Current Registrations
UBS Financial Services INC.
April 2026 - Present · 6 mos
UBS Financial Services INC.Broker
April 2026 - Present · 6 mos
Previous Registrations
Stonehaven Advisors, LLC
April 2023 - February 2026 · 2 yrs 10 mos
Stonehaven, LLCBroker
July 2022 - February 2026 · 3 yrs 7 mos
Goldman Sachs & CO. LLCBroker
October 2005 - May 2022 · 16 yrs 7 mos
Fidelity Brokerage Services LLCBroker
September 1996 - August 2005 · 8 yrs 11 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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