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Robert Wright

UBS Financial Services INC.
46 Years of Experience
Albany, NY
2 DisclosuresBroker
View SEC Summary
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Robert Wright is a registered investment advisor at UBS Financial Services INC., based in Albany, NY, with 46 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

8 Southwoods Blvd Suite 207, Albany, NY, 12211

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1990
Settled
Employment Separation After Allegations
April 1984
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
December 2015 - Present · 10 yrs 10 mos
UBS Financial Services INC.
March 2012 - Present · 14 yrs 7 mos
UBS Financial Services INC.Broker
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - April 2012 · 2 yrs 10 mos
Citigroup Global Markets INC.Broker
March 1995 - June 2009 · 14 yrs 3 mos
Dean Witter Reynolds INC.Broker
February 1991 - February 1995 · 4 yrs
Prudential-Bache Securities INC.Broker
April 1984 - February 1991 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1980 - May 1984 · 3 yrs 11 mos
Fittin, Cunningham & Lauzon, INC.Broker
December 1979 - July 1980 · 7 mos
A. L. Williamson & CompanyBroker
November 1979 - January 1980 · 2 mos
State Registrations32 states
AZCACOCTDEFLGAIAIDILKSMAMDMEMIMONCNHNJNMNVNYOHORPARISCTNUTVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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