Matthew Nielsen
Matthew Nielsen is a registered investment advisor at Emerson Equity LLC, based in New York, NY, with 29 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
40 Wall Street, 28th Floor, New York, NY, 10005
Get directionsHistory
Regulatory History (7)
Judgment / Lien
August 2021Judgment / Lien
October 2018Judgment / Lien
April 2018Judgment / Lien
June 2016Judgment / Lien
March 2014Customer Dispute
November 2011Judgment / Lien
March 2010Other Business ActivitiesSells Insurance
Matthew provides professional athlete disability insurance, primarily to thoroughbred jockeys, dedicating a few hours per week. He also owns Nielsen Capital, Inc. for tracking personal and business expenses, and is a partner in Silver Flower Stables LLC, breeding and racing thoroughbred horses, spending about 10-20% of his time on this.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Kingswood Capital Partners, LLCBroker
Kingswood Wealth Advisors, LLC
Benchmark Investments, LLCBroker
Benchmark Advisory Services, LLC
Stonecrest Advisors, INC.
Stonecrest Capital Markets, INC.Broker
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Prospera Financial Services, INC.Broker
Prospera Financial Services, INC.
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Genworth Financial Advisers Corporation
Genworth Financial Securities CorporationBroker
C. J. M. Planning CORP.Broker
New Century Financial Group, LLC
Royal Alliance Associates, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Eq Financial Consultants, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.