Paul Modafferi
Paul Modafferi is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Sparta, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
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Number of Clients
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Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
13A Main St, Sparta, NJ, 07871
Get directionsHistory
Regulatory History (1)
Judgment / Lien
February 2011Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Investment Professionals, INC.Broker
Investment Professionals, INC.
Sorrento Pacific Financial, LLC
Sorrento Pacific Financial, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.