Jordon Havens
Jordon Havens is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Sparta, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
13A Main St, Sparta, NJ, 07871
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2012Customer Dispute
June 2008Other Business Activities
Jordon is involved with JH2 Realty, starting in 2021. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
Vanguard Marketing CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.