CB
CB

Chad Brown

17 Years of Experience
Charleston, SC
Broker

Chad Brown is a registered investment advisor at Wells Fargo Advisors, based in Charleston, SC, with 17 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

225 Seven Farms Dr, Ste 300, Charleston, SC, 29492

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
December 2024 - Present · 1 yr 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Aegis Capital CORP.
September 2021 - December 2024 · 3 yrs 3 mos
Aegis Capital CORP.Broker
September 2021 - December 2024 · 3 yrs 3 mos
LPL Financial LLC
May 2018 - August 2021 · 3 yrs 3 mos
LPL Financial LLCBroker
May 2018 - August 2021 · 3 yrs 3 mos
Wells Fargo Clearing Services, LLC
October 2014 - May 2018 · 3 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
October 2014 - May 2018 · 3 yrs 7 mos
UBS Painewebber INC.
October 1999 - January 2003 · 3 yrs 3 mos
UBS Painewebber INC.Broker
October 1999 - January 2003 · 3 yrs 3 mos
First Union Securities, INC.Broker
July 1998 - November 1999 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1998 - May 1998 · 0 mos
Sutro & CO. IncorporatedBroker
February 1997 - February 1998 · 1 yr
John Hancock Mutual Life Insurance CompanyBroker
July 1996 - February 1997 · 7 mos
John Hancock Distributors, INC.Broker
July 1996 - February 1997 · 7 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.