SF
ChFC
SF
ChFC

Sean Flynn

29 Years of Experience
Baton Rouge, LA
1 DisclosureBrokerSells Insurance

Sean Flynn is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Baton Rouge, LA, with 29 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1 Smart Way Suite 101, Baton Rouge, LA, 70810

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Denied
Other Business ActivitiesSells Insurance

Sean may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a trustee for his father's trust, maintaining payments.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2009 - Present · 16 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
July 1996 - Present · 29 yrs 10 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
February 1998 - January 2002 · 3 yrs 11 mos
State Registrations16 states
ALARCACOFLLAMAMDMOMSNCNDOHTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean Flynn - Financial Advisor | TrueAdvisor