Scott Powell
Scott Powell is a registered investment advisor at Aegis Capital CORP., based in Tampa, FL, with 28 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
701 N Westshore Blvd, Suite 205, Tampa, FL, 33629
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2018Other Business ActivitiesSells Insurance
Scott is the President and Owner of Powell Financial Group, selling fixed insurance products, health insurance, long-term care, and disability income, dedicating a few hours per week. He is also a producer/agent for ACC Agency Inc., an insurance general agency, spending minimal time on this during trading hours.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Gunnallen Financial, INCBroker
Gunnallen Financial, INC
Raymond James & Associates, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.