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Scott Powell

Aegis Capital CORP.
28 Years of Experience
Tampa, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Powell is a registered investment advisor at Aegis Capital CORP., based in Tampa, FL, with 28 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,083 clients with $1.8B in assets under management.

Aegis Capital CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
3,083 clients
Average Client Portfolio
$577K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $1.0M2.25%
$1M+2.00%

Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

701 N Westshore Blvd, Suite 205, Tampa, FL, 33629

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is the President and Owner of Powell Financial Group, selling fixed insurance products, health insurance, long-term care, and disability income, dedicating a few hours per week. He is also a producer/agent for ACC Agency Inc., an insurance general agency, spending minimal time on this during trading hours.

Employment History
Current Registrations
Aegis Capital CORP.
April 2010 - Present · 16 yrs 6 mos
Aegis Capital CORP.Broker
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
Lincoln Financial Securities Corporation
March 2010 - April 2010 · 1 mo
Lincoln Financial Securities CorporationBroker
February 2010 - April 2010 · 2 mos
Gunnallen Financial, INC
August 2000 - November 2009 · 9 yrs 3 mos
Gunnallen Financial, INCBroker
August 2000 - November 2009 · 9 yrs 3 mos
Raymond James & Associates, INC.Broker
November 1997 - August 2000 · 2 yrs 9 mos
State Registrations15 states
ALAZDEFLGAILKYMANCNHNVSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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