Stuart Conley is a registered investment advisor, based in New York, NY, with 29 years of industry experience.
Location
1407 Broadway, Suite 2204, New York, NY, 10018
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Regulatory History (2)
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Regulatory
April 2015Final
Customer Dispute
July 2001Denied
Other Business Activities
Stuart is a founding partner of Hyperion Wealth Advisors LLC, dedicating full-time hours to asset management, IAR, and financial planning. He also owns Juno Capital, LLC for business expenses and is a co-owner and board officer of Sixteenth St Owners Inc, spending minimal time on this.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
National Securities CorporationBroker
February 2014 - July 2022 · 8 yrs 5 mos
Further Lane Asset Management, LLC
July 2013 - February 2014 · 7 mos
Further Lane Securities, L.P.Broker
July 2013 - February 2014 · 7 mos
UBS Financial Services INC.
December 2006 - July 2013 · 6 yrs 7 mos
UBS Financial Services INC.Broker
December 2006 - July 2013 · 6 yrs 7 mos
Fahnestock Asset Management
October 2005 - December 2006 · 1 yr 2 mos
Oppenheimer & CO. INC.Broker
January 2003 - December 2006 · 3 yrs 11 mos
Cibc World Markets CORP.Broker
December 1999 - January 2003 · 3 yrs 1 mo
Salomon Smith Barney INC.Broker
August 1996 - December 1999 · 3 yrs 4 mos
State Registrations15 states
CACTFLIAILINMAMDMENCNJNYSCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.