Simon Sumner is a CFA-designated registered investment advisor at LPL Financial LLC, based in Tampa, FL, with 15 years of industry experience. Simon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
601 Bayshore Blvd Ste 960, Tampa, FL, 33606
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Simon operates BT Wealth Advisors as a DBA for his LPL business. This activity is investment-related and conducted at the reported business location(s).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lcg Pcg
Morgan Keegan & Company, INC.Broker
Amsouth Investment Services, INC.Broker
Suntrust Investment Services, INC.Broker
Suntrust Securities, INC.Broker
Dmg Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Cheryl SmithLPL Financial LLC
- Aaron Weinstock, CFPLPL Financial LLC
- Richard HunterLPL Financial LLC
- Robert Woerner, CFPLPL Financial LLC
- Larry KingLPL Financial LLC
- Robert Ford, CFPLPL Financial LLC