RM
RM
Robert Mastrosimone
29 Years of Experience
Hauppauge, NY
5 DisclosuresBroker
Robert Mastrosimone is a registered investment advisor at Morgan Stanley, based in Hauppauge, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
888 Veterans Memorial Highway, Suite 300, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (5)
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Customer Dispute
November 2013Settled
Customer Dispute
September 2010Settled
Customer Dispute
June 2009Settled
Customer Dispute
August 2001Closed-No Action
Customer Dispute
December 2000Settled
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1997 - January 2009 · 11 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
August 1996 - July 1997 · 11 mos
Metlife Securities INC.Broker
August 1996 - July 1997 · 11 mos
State Registrations22 states
AZCACOCTDCFLGAIAILMAMDNCNJNMNVNYPASCTXVAVTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.