MC
ChFC
MC
ChFC
Michael Cavaliere is a ChFC-designated registered investment advisor at Morgan Stanley, based in Hauppauge, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
888 Veterans Memorial Highway, Suite 300, Hauppauge, NY, 11788
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2017 - Present · 8 yrs 8 mos
Morgan StanleyBroker
November 2017 - Present · 8 yrs 8 mos
Previous Registrations
Democracy Funding LLCBroker
January 2017 - November 2017 · 10 mos
Cl Wealth Management LLC
February 2015 - December 2016 · 1 yr 10 mos
Cabot Lodge Securities LLCBroker
October 2014 - December 2016 · 2 yrs 2 mos
Cohen & Steers Securities, LLCBroker
May 2013 - August 2014 · 1 yr 3 mos
Alliancebernstein L.P.
March 2010 - May 2013 · 3 yrs 2 mos
Alliancebernstein Investments, INC.Broker
March 2010 - May 2013 · 3 yrs 2 mos
Chase Investment Services CORP.Broker
May 2009 - February 2010 · 9 mos
Chase Investment Services CORP.
May 2009 - February 2010 · 9 mos
Directed Services LLCBroker
January 2008 - January 2009 · 1 yr
Morgan Stanley & CO., Incorporated
April 2007 - January 2008 · 9 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - January 2008 · 9 mos
Morgan Stanley
August 2004 - April 2007 · 2 yrs 8 mos
Morgan Stanley Dw INC.Broker
August 2002 - April 2007 · 4 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.