Ariel Cruz is a registered investment advisor at Morgan Stanley, based in Hauppauge, NY, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
888 Veterans Memorial Highway, Suite 300, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2021Final
Employment History
Current Registrations
Morgan StanleyBroker
April 2022 - Present · 4 yrs 1 mo
Morgan Stanley
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
May 2021 - March 2022 · 10 mos
J.P. Morgan Securities LLC
May 2021 - March 2022 · 10 mos
Equitable Advisors, LLCBroker
January 2021 - January 2021 · 0 mos
State Registrations37 states
AKALARAZCACOCTDCDEFLGAILINKSKYMAMDMEMNMSNCNHNJNMNVNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.