Steven Gallo
Steven Gallo is a PFS-designated registered investment advisor at Kestra Advisory Services, LLC, based in Fairfield, NJ, with 30 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.
Fee Estimator
Location
375 Passaic Ave, Fairfield, NJ, 07004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a partner in a real estate venture, a trustee for a trust, and a member of US Financial Services, LLC, where he engages in registered rep activities, insurance, and investment advisory services. He is also an investment advisor representative with Kestra Advisory Services, LLC and a member of Preferred Pensions, LLC, dedicating minimal time to the latter two.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
U.S. Financial Services, LLC
New England Securities Corporation
New England SecuritiesBroker
Royal Alliance Associates, INC.Broker
C. J. M. Planning CORP.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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