JG
JG

John Galloway

29 Years of Experience
College Station, TX
2 DisclosuresBrokerSells Insurance

John Galloway is a registered investment advisor at Voya Financial Advisors, INC., based in College Station, TX, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

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Location

2423 Earl Rudder Freeway S Ste 100, College Station, TX, 77845

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011
Denied
Customer Dispute
December 2004
Settled
Other Business ActivitiesSells Insurance

John is an independent insurance agent selling fixed insurance products since 2014, dedicating minimal time to this activity. He is also the President of Galloway Kucera Financial, providing financial planning and investment management services full-time, and owns inherited farmland leased to a local farmer.

Employment History
Current Registrations
Voya Financial Advisors, INC.
January 2011 - Present · 15 yrs 4 mos
Voya Financial Advisors, INC.Broker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Ing Financial Advisers, LLC
May 2006 - January 2011 · 4 yrs 8 mos
Ing Financial Advisers, LLCBroker
March 2005 - January 2011 · 5 yrs 10 mos
Mony Securities CorporationBroker
April 2003 - March 2005 · 1 yr 11 mos
Metlife Securities INC.
August 1996 - March 2003 · 6 yrs 7 mos
Metlife Securities INC.Broker
August 1996 - March 2003 · 6 yrs 7 mos
Metropolitan Life Insurance CompanyBroker
August 1996 - March 2003 · 6 yrs 7 mos
State Registrations36 states
ALARAZCACOCTFLGAIAIDILINKSKYLAMDMEMIMNMOMSMTNCNENJNYOHOKORPARITXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.