CD
CFP
CD
CFP

Carl Durden

21 Years of Experience
Austin, TX
Broker

Carl Durden is a CFP-designated registered investment advisor at Voya Financial Advisors, INC., based in Austin, TX, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

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Location

7000 North Mopac Expressway, Suite 240, Austin, TX, 78731

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Carl is a part-time visiting assistant professor at Texas A&M University, founder of Forward Financial, and founder of Talking Cents LLC. He also works as a research assistant at Texas Tech University, dedicating about a quarter of his time to this role.

Employment History
Current Registrations
Voya Financial Advisors, INC.Broker
March 2023 - Present · 3 yrs 2 mos
Voya Financial Advisors, INC.
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Kestra Advisory Services, LLC
November 2016 - April 2023 · 6 yrs 5 mos
Kestra Investment Services, LLCBroker
November 2016 - April 2023 · 6 yrs 5 mos
Voya Financial Advisors, INC.Broker
January 2011 - November 2016 · 5 yrs 10 mos
Voya Financial Advisors, INC.
January 2011 - November 2016 · 5 yrs 10 mos
Ing Financial Advisers, LLC
April 2006 - January 2011 · 4 yrs 9 mos
Ing Financial Advisers, LLCBroker
May 2005 - January 2011 · 5 yrs 8 mos
Edward JonesBroker
January 2005 - March 2005 · 2 mos
State Registrations10 states
AZCAKSMOMSMTNCNYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.