Charles Bergamo
Charles Bergamo is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in New Haven, CT, with 29 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
555 Long Wharf Dr, Fl 1 Ste 1B, New Haven, CT, 06511
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also works as a personal care attendant and is the Vice Chair of the CT Council on Developmental Disability, dedicating about 10-20% of his time and a few hours per week, respectively, to these roles.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.