Patrick Bennett
Patrick Bennett is a registered investment advisor at LPL Financial LLC, based in Santa Cruz, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Santa Cruz, CA
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2009Customer Dispute
November 2008Customer Dispute
May 2008Customer Dispute
May 2004Criminal
December 1991Other Business ActivitiesSells Insurance
Patrick owns Bennett & Associates Inc. and spends nearly full-time on it for tax and compliance purposes. He also coaches lacrosse, operates Cypress Private Wealth and Sage Financial Solutions, and sells insurance products, dedicating minimal time to insurance sales.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Strategic Wealth Advisors Group
Strategic Wealth Advisors Group
LPL Financial LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.