LM
LM
Luis Mayorga is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
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Regulatory History (2)
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Customer Dispute
April 2015Denied
Customer Dispute
December 2014Denied
Other Business Activities
Luis is a co-owner of VOJ LLC, a real estate business, in both Miami and Key Biscayne, Florida since June 2022. He dedicates minimal time to these activities during and after business hours.
Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2020 - June 2021 · 1 yr
Wells Fargo Clearing Services, LLCBroker
February 2010 - June 2021 · 11 yrs 4 mos
Santander SecuritiesBroker
July 2009 - February 2010 · 7 mos
Santander SecuritiesBroker
May 2004 - February 2008 · 3 yrs 9 mos
Coutts Securities INC.Broker
April 2003 - April 2004 · 1 yr
State Registrations15 states
CACTDCDEFLGAMDNJNYPASDTXVirgin IslandsWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.