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Bradford Rindler

29 Years of Experience
Boston, MA
2 DisclosuresBroker

Bradford Rindler is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boston, MA, with 29 years of industry experience. Bradford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

60 State St, Suite 2100, Boston, MA, 02109

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2006
Denied
Customer Dispute
August 1998
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2024 - Present · 2 yrs 5 mos
Ameriprise Financial Services, LLC
April 2015 - Present · 11 yrs 3 mos
Ameriprise Financial Services, LLCBroker
April 2015 - Present · 11 yrs 3 mos
Previous Registrations
AXA Advisors, LLC
May 2007 - April 2015 · 7 yrs 11 mos
AXA Advisors, LLCBroker
July 1998 - April 2015 · 16 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1998 - January 2000 · 1 yr 6 mos
Bear, Stearns & CO. INC.Broker
October 1996 - April 1998 · 1 yr 6 mos
State Registrations28 states
AZCACOCTDCDEFLGAHIIAILMAMDMENCNENHNJNYOHORPARISCSDTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bradford Rindler - Financial Advisor | TrueAdvisor