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Vivek Mehra

Ameriprise Financial Services, LLC
29 Years of Experience
Boston, MA
1 DisclosureBroker
View SEC Summary
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Vivek Mehra is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boston, MA, with 29 years of industry experience. Vivek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

60 State St, Suite 2100, Boston, MA, 02109

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Vivek owns two multi-family real estate properties, one in Newton, MA and another vacation home in New Gloucester, Maine, both since 2005.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2018 - Present · 8 yrs 1 mo
Ameriprise Financial Services, LLC
July 2012 - Present · 14 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.
July 2012 - December 2015 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - July 2012 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2009 - July 2012 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
April 2004 - April 2009 · 5 yrs
Wachovia Securities, LLC
July 2003 - April 2004 · 9 mos
Wachovia Securities, LLCBroker
July 2003 - April 2004 · 9 mos
Prudential Securities Incorporated
January 2001 - July 2003 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
July 1997 - July 2003 · 6 yrs
State Registrations29 states
AZCACOCTDCFLGAIAINKSMAMDMEMONCNENHNJNMNYOHORPARISCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Vivek Mehra - Financial Advisor | TrueAdvisor