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Leonard Nolan

Ameriprise Financial Services, LLC
27 Years of Experience
Boston, MA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Leonard Nolan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boston, MA, with 27 years of industry experience. Leonard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

60 State St, Suite 2100, Boston, MA, 02109

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Closed-No Action
Customer Dispute
March 2006
Settled
Employment Separation After Allegations
February 2006
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2017 - Present · 9 yrs 4 mos
Ameriprise Financial Services, LLC
June 2017 - Present · 9 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - June 2017 · 8 yrs
Morgan StanleyBroker
June 2009 - June 2017 · 8 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2006 - April 2007 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
February 2006 - April 2007 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
April 2001 - March 2006 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1998 - April 2001 · 2 yrs 5 mos
State Registrations16 states
AZCAFLGAINMAMDMEMINHNJNYPARISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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