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Mitchell Solomon

29 Years of Experience
Pearl River, NY
1 DisclosureBroker

Mitchell Solomon is a registered investment advisor at Cetera Investment Advisers LLC, based in Pearl River, NY, with 29 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

1 Blue Hill Plaza, 7th Floor, Suite 4373, Pearl River, NY, 10965

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History

Regulatory History (1)
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Customer Dispute
October 2006
Settled
Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Advisory Services, LLC
July 2014 - June 2019 · 4 yrs 11 mos
Foresters Financial Services, INC.Broker
March 1998 - June 2019 · 21 yrs 3 mos
The Boston GroupBroker
March 1997 - January 1998 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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