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Mitchell Solomon

28 Years of Experience
Pearl River, NY
1 DisclosureBroker

Mitchell Solomon is a registered investment advisor, based in Pearl River, NY, with 28 years of industry experience.

Location

1 Blue Hill Plaza, 7th Floor, Suite 4373, Pearl River, NY, 10965

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2006
Settled
Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
July 2014 - June 2019 · 4 yrs 11 mos
Foresters Financial Services, INC.Broker
March 1998 - June 2019 · 21 yrs 3 mos
The Boston GroupBroker
March 1997 - January 1998 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mitchell Solomon - Financial Advisor | TrueAdvisor