CM
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Charles Maushardt
28 Years of Experience
Pearl River, NY
1 DisclosureBroker
Charles Maushardt is a registered investment advisor at Cetera Investment Advisers LLC, based in Pearl River, NY, with 28 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
1 Blue Hill Plaza, 7th Floor, Suite 4373, Pearl River, NY, 10965
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002Settled
Other Business Activities
Watersedge Wealth Management is a DBA for Cetera Business, and Charles is affiliated with both.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Advisory Services, LLC
August 2014 - June 2019 · 4 yrs 10 mos
Foresters Financial Services, INC.Broker
June 1998 - June 2019 · 21 yrs
State Registrations31 states
ARAZCACOCTDEFLGAHIILKYLAMAMDMEMIMTNCNJNVNYOHORPARISCTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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