Alan Simms is a registered investment advisor at Mutual Advisors, LLC, based in Clayton, MO, with 29 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,463 clients with $6.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mutual Advisors charges an annual management fee based on the complexity of your financial situation, the services provided, the experience and standard of fees charged by your advisor, and the value of the assets in your account. This fee is negotiable with your advisor. The annual fee ranges up to 2.00% and is assessed quarterly or monthly in advance. Fees can be structured as a fixed percentage, a tiered fee schedule, or a linear fee schedule.
For American Funds F2 Direct Accounts, the annual fee ranges from 0.25% up to 1.25% annually, calculated and debited quarterly in arrears based on an average daily balance.
Location
165 N. Meramec Ave., Ste. 430, Clayton, MO, 63105
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Regulatory History (1)
Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Alan is a financial planner with Hawthorne Capital Wealth Advisors, dedicating about a quarter to half of his time to this role. He is also an independent insurance agent and a nurse anesthetist, spending minimal time on insurance and about a quarter of his time as a nurse anesthetist.
Employment History
Current Registrations
Mutual Advisors, LLC
Previous Registrations
Mutual Securities, INC.Broker
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Ws Griffith Securities, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.