Alan Simms
Alan Simms is a registered investment advisor at Mutual Advisors, LLC, based in Clayton, MO, with 29 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 9,473 clients with $8.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual management fee ranges up to 2.00% and is negotiable. Fees can be structured as a flat percentage, tiered schedule, or linear schedule. American Funds accounts range from 0.25% to 1.25%.
Fee Estimator
Location
165 N. Meramec Ave., Ste. 430, Clayton, MO, 63105
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Alan is a financial planner with Hawthorne Capital Wealth Advisors, dedicating about a quarter to half of his time to this role. He is also an independent insurance agent and a nurse anesthetist, spending minimal time on insurance and about a quarter of his time as a nurse anesthetist.
Employment History
Current Registrations
Mutual Advisors, LLC
Previous Registrations
Mutual Securities, INC.Broker
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Ws Griffith Securities, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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