Joseph Calao is a registered investment advisor at Morgan Stanley, based in Waco, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
510 Austin Avenue, Suite. 314, Waco, TX, 76701
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Regulatory History (1)
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Customer Dispute
May 2001Closed-No Action
Other Business Activities
Joseph records advertisements for the Waco Symphony Orchestra, a performing arts organization, since 1989. He is also the Austin Chapter President for the Exit Planning Institute since 2022, organizing monthly meetings and dedicating minimal time to this role.
Employment History
Current Registrations
Morgan StanleyBroker
October 2024 - Present · 1 yr 11 mos
Morgan Stanley
October 2024 - Present · 1 yr 11 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - November 2024 · 15 yrs 10 mos
UBS Financial Services INC.Broker
January 2009 - November 2024 · 15 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2004 - January 2009 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2004 - January 2009 · 4 yrs 4 mos
Banc of America Investment Services, INC.
August 2004 - September 2004 · 1 mo
Banc of America Investment Services, INC.Broker
August 2004 - September 2004 · 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
January 1997 - August 2004 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1996 - August 2004 · 7 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.