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Joanna Rogers

19 Years of Experience
Waco, TX
Broker

Joanna Rogers is a registered investment advisor at Morgan Stanley, based in Waco, TX, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

510 Austin Avenue, Suite. 314, Waco, TX, 76701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joanna owns Memories by JoannaR, a photography business, since 2012, using it as a second income. She dedicates a few hours per week to this activity.

Employment History
Current Registrations
Morgan StanleyBroker
July 2025 - Present · 1 yr
Morgan Stanley
July 2025 - Present · 1 yr
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2013 - July 2025 · 11 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2013 - July 2025 · 11 yrs 11 mos
Edward JonesBroker
August 2013 - September 2013 · 1 mo
Edward Jones
August 2013 - September 2013 · 1 mo
Cwm, LLC
April 2013 - October 2013 · 6 mos
Pinnacle Financial Group
August 2010 - October 2013 · 3 yrs 2 mos
LPL Financial LLC
June 2010 - September 2013 · 3 yrs 3 mos
LPL Financial LLCBroker
June 2010 - September 2013 · 3 yrs 3 mos
Wells Fargo Advisors, LLC
August 2008 - June 2010 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
August 2008 - June 2010 · 1 yr 10 mos
UBS Financial Services INC.
February 2008 - August 2008 · 6 mos
UBS Financial Services INC.Broker
September 2006 - August 2008 · 1 yr 11 mos
State Registrations30 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joanna Rogers - Financial Advisor | TrueAdvisor