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David Mucha
28 Years of Experience
San Francisco, CA
1 DisclosureBroker
David Mucha is a registered investment advisor at Wells Fargo Advisors, based in San Francisco, CA, with 28 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
555 California St 24th Fl, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2002Denied
Employment History
Current Registrations
Wells Fargo Advisors
May 2023 - Present · 3 yrs 4 mos
Wells Fargo Clearing Services, LLC
May 2023 - Present · 3 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2023 - Present · 3 yrs 4 mos
Previous Registrations
First Republic Securities Company, LLCBroker
June 2017 - May 2023 · 5 yrs 11 mos
First Republic Investment Management, INC.
June 2017 - May 2023 · 5 yrs 11 mos
UBS Financial Services INC.
May 2006 - July 2017 · 11 yrs 2 mos
UBS Financial Services INC.Broker
May 2006 - July 2017 · 11 yrs 2 mos
Deutsche Bank Securities INC.
June 2001 - June 2006 · 5 yrs
Deutsche Bank Securities INC.Broker
January 2001 - June 2006 · 5 yrs 5 mos
Db Alex. Brown LLCBroker
November 1999 - January 2001 · 1 yr 2 mos
Prudential Securities IncorporatedBroker
September 1997 - November 1999 · 2 yrs 2 mos
State Registrations22 states
AZCACODEFLGAHIIDILMNMOMSMTNCNMNVNYOHORTXUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.