LH
LH

Lydia Hopps

29 Years of Experience
Oxnard, CA
2 DisclosuresBroker

Lydia Hopps is a registered investment advisor at Morgan Stanley, based in Oxnard, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

300 Esplanade Drive, 10th Floor, Oxnard, CA, 93036

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History

Regulatory History (2)
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Customer Dispute
January 2012
Denied
Customer Dispute
December 2009
Denied
Other Business Activities

Lydia is on the fundraising committee with the Community Memorial Hospital Foundation and involved in the creation of a limited partnership. She also owns rental properties and is a partner in several real estate ventures, dedicating minimal time outside of business hours to these activities.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 1998 - April 2007 · 8 yrs 8 mos
Morgan Stanley Dw INC.Broker
November 1996 - April 2007 · 10 yrs 5 mos
State Registrations18 states
AKAZCACODEFLHIIDKSLAMEMIMTNVNYORTNTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.