Jason Lloyd is a registered investment advisor at Morgan Stanley, based in Oxnard, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
300 Esplanade Drive, 10th Floor, Oxnard, CA, 93036
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Regulatory History (2)
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Financial
December 2024Final
Judgment / Lien
December 2024Other Business Activities
Jason has 100% ownership with his spouse in The Grapeseed Company, Seaside Makers Collective since 2018. He is a check signer only and devotes minimal time to this non-investment related activity.
Employment History
Current Registrations
Morgan StanleyBroker
January 2024 - Present · 2 yrs 8 mos
Morgan Stanley
January 2024 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2017 - January 2024 · 6 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
December 2017 - January 2024 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - December 2017 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - December 2017 · 5 yrs 1 mo
Morgan Stanley
June 2009 - December 2012 · 3 yrs 6 mos
Morgan StanleyBroker
June 2009 - December 2012 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
October 2002 - June 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.
October 2002 - June 2009 · 6 yrs 8 mos
UBS Painewebber INC.
November 1999 - October 2002 · 2 yrs 11 mos
UBS Painewebber INC.Broker
October 1999 - October 2002 · 3 yrs
State Registrations20 states
AZCACOFLHIIDILLAMAMNMTNCNMNVNYORPATXWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.