John Mcauliffe is a registered investment advisor at Morgan Stanley, based in Oxnard, CA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
300 Esplanade Drive, 10th Floor, Oxnard, CA, 93036
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Regulatory History (1)
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Customer Dispute
December 2005Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
May 2007 - April 2008 · 11 mos
Citigroup Global Markets INC.Broker
May 2007 - April 2008 · 11 mos
Citicorp Investment Services
April 2007 - May 2007 · 1 mo
Citicorp Investment ServicesBroker
March 2007 - May 2007 · 2 mos
Citigroup Global Markets INC.Broker
March 2005 - April 2007 · 2 yrs 1 mo
Citigroup Geneva Capital Strategies INC.Broker
April 2003 - March 2005 · 1 yr 11 mos
Citigroup Global Markets INC.Broker
July 1993 - April 2003 · 9 yrs 9 mos
Lehman Brothers INC.Broker
December 1980 - July 1993 · 12 yrs 7 mos
Moseley, Hallgarten, Estabrook & Weeden, INC.Broker
February 1979 - December 1980 · 1 yr 10 mos
Moseley, Hallgarten & Estabrook INCBroker
June 1977 - February 1979 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.