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Daniel Forman
29 Years of Experience
West Conshohocken, PA
1 DisclosureBroker
Daniel Forman is a registered investment advisor at Morgan Stanley, based in West Conshohocken, PA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 Front Street, Suite 600, West Conshohocken, PA, 19428
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2002Denied
Employment History
Current Registrations
Morgan Stanley
January 2022 - Present · 4 yrs 6 mos
Morgan StanleyBroker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
August 2012 - January 2022 · 9 yrs 5 mos
UBS Financial Services INC.Broker
November 2008 - January 2022 · 13 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
November 1996 - April 2007 · 10 yrs 5 mos
State Registrations29 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.