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David Dunn
29 Years of Experience
Walnut Creek, CA
1 DisclosureBroker
David Dunn is a registered investment advisor at Raymond James & Associates, INC., based in Walnut Creek, CA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2999 Oak Road Suite 1030, Walnut Creek, CA, 94597
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2025Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2023 - Present · 3 yrs 6 mos
Raymond James & Associates, INC.
January 2023 - Present · 3 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
Oppenheimer & CO. INC.
January 2007 - January 2023 · 16 yrs
Oppenheimer & CO. INC.Broker
January 2007 - January 2023 · 16 yrs
Wachovia Securities, LLC
May 2003 - January 2007 · 3 yrs 8 mos
Wachovia Securities, LLCBroker
December 1996 - January 2007 · 10 yrs 1 mo
State Registrations20 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.