Mark Wren is a registered investment advisor at Osaic Advisory Services, LLC, based in Parker, CO, with 28 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
Location
Parker, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark works as an Investment Advisory Representative with Arbor Point Advisors, dedicating nearly full-time hours to managing client assets and trading securities. He also owns Third Day Business Advocates, spending a few hours per week providing financial analysis to improve businesses' cash flow and debt structure.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
Securities America Advisors, INC.
Securities Service Network, LLCBroker
Ssn Advisory, INC.
Voya Financial Advisors, INC.
Ing Financial Partners, INC
Voya Financial Advisors, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Janney Montgomery Scott LLCBroker
Lincoln Financial Distributors, INC.Broker
Delaware Distributors, L.P.Broker
Vanguard Marketing CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.