Matthew Bragg
Matthew Bragg is a registered investment advisor at UBS Financial Services INC., based in Hartford, CT, with 29 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
One State Street, Suite 1600, Hartford, CT, 06103
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2008Customer Dispute
November 2006Customer Dispute
July 2002Customer Dispute
December 1999Other Business ActivitiesSells Insurance
Matthew participates in a one-night speaking engagement with the Hartford Association of Insurance Professionals, discussing retirement issues. This involves a private group of individuals in the insurance industry.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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