Douglas Domian
Douglas Domian is a registered investment advisor at UBS Financial Services INC., based in Hartford, CT, with 20 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
One State Street, Suite 1600, Hartford, CT, 06103
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2020Customer Dispute
May 2018Other Business Activities
Douglas is the president of Days of Glory LLC, a company involved in publishing a golf book, since 2004. He spends minimal time on accounting, bill paying, and check writing duties for this non-investment related activity.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fairport Capital, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew BraggUBS Financial Services INC.
- Scott MintzUBS Financial Services INC.
- Andrew WorthingtonUBS Financial Services INC.
- Scott TimkoUBS Financial Services INC.
- Nile Pullin, CFPUBS Financial Services INC.
- Sharon Alleman, CFPUBS Financial Services INC.