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David Snider

Oppenheimer & CO. INC.
29 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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David Snider is a registered investment advisor at Oppenheimer & CO. INC., based in New York, NY, with 29 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

666 3rd Avenue, New York, NY, 10017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2025
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
September 2025 - Present · 1 yr 1 mo
Oppenheimer & CO. INC.
June 2025 - Present · 1 yr 4 mos
Oppenheimer & CO. INC.Broker
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Oppenheimer & CO. INC.
June 2025 - June 2025 · 0 mos
Wells Fargo Advisors
July 2012 - May 2025 · 12 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
March 2006 - May 2025 · 19 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - March 2006 · 0 mos
Advest, INC.Broker
June 2002 - March 2006 · 3 yrs 9 mos
Lebenthal & CO., INC.Broker
May 2002 - June 2002 · 1 mo
UBS Painewebber INC.
December 2001 - April 2002 · 4 mos
UBS Painewebber INC.Broker
August 2000 - April 2002 · 1 yr 8 mos
J.C. Bradford & CO.Broker
March 2000 - August 2000 · 5 mos
Lebenthal & CO., INC.Broker
May 1998 - March 2000 · 1 yr 10 mos
Madison Capital Markets CORP.Broker
June 1997 - May 1998 · 11 mos
Millennium Securities CORP.Broker
December 1996 - June 1997 · 6 mos
State Registrations22 states
ARAZCACTDCFLGAIDILLAMAMONCNJNVNYPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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