Luis Casaresmaduro is a registered investment advisor, based in San Juan, PR, with 29 years of industry experience.
Location
Montehiedra Office Centre, 9615 Los Romero Ave, Ste 511, San Juan, PR, 00926
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Regulatory History (3)
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Customer Dispute
June 2019Settled
Customer Dispute
October 2013Denied
Customer Dispute
November 2007Closed-No Action
Other Business Activities
Luis is dually registered with NPA Asset Management (RIA) and Nationwide Planning Associates Inc. (affiliated B/D) since 2018.
Employment History
Current Registrations
Npa Asset Management, LLC
February 2018 - Present · 8 yrs 3 mos
Nationwide Planning Associates INC.Broker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Aegis Capital CORP.
May 2016 - March 2018 · 1 yr 10 mos
Aegis Capital CORP.Broker
May 2016 - March 2018 · 1 yr 10 mos
Oriental Financial Services CORP.Broker
August 2013 - May 2016 · 2 yrs 9 mos
Ofs Securities, INC.Broker
May 2007 - August 2013 · 6 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1998 - June 2007 · 8 yrs 11 mos
PFS Investments INC.Broker
January 1997 - November 1998 · 1 yr 10 mos
State Registrations4 states
FLPRTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.